Key details

Cost: In House Delivery

Duration: 2 Days

CPD Points: 16

About the course

This 2-day course will provide you with knowledge of the principles that underpin the success of any compliance management framework. We break down key concepts related to effective compliance management including compliance requirements and commitments, risk framework review, leadership, organisational structure, and monitoring and analysis.

ISO 37301:2021 provides requirements and guidelines for establishing, developing, implementing, evaluating, maintaining and improving an organisation’s compliance management system. 

This standard can be applied to any size and type of organisation, regardless of the nature of their activities. It allows the organisation to establish and maintain a culture of compliance. 

You will demonstrate your knowledge gained through activities and scenarios, applying your knowledge with continual feedback from compliance professionals. Our trainers provide real-world case studies, drawing on their experiences to demonstrate its application and business value. Gain access to industry professionals and leave the workshop with a pragmatic approach to compliance from PwC – a global brand in compliance management.

Please note this course is offered In-house only for 6 participants or more.

Our training is different because

No homework or take-home assessment.

Internationally recognised courses.

Trainers are practising risk professionals.

All learning materials and refreshments provided.

Certificates are issued promptly upon the completion of the course.

We never cancel a course - enrol with confidence.

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Course overview

Learning outcomes

After successful completion of this course you will understand:

  • how to identify your organisation’s compliance risks in accordance with ISO 37301:2021   
  • how to evaluate your organisation’s compliance risks in accordance with ISO 37301:2021
  • basic compliance management concepts, definitions, and approaches, including the organisation and its context, the commitment required from top management
  • how to establish effective reporting processes
  • controlling documented information
  • controlling nonconformities
  • conducting corrective actions 

 

Course content

Topics we cover include:

Compliance 101
  • What is “compliance”?
  • What makes a healthy organisation?
  • High Level Structure 
  • What is a management system?
  • What is compliance?
ISO 37301:2021 Compliance Management Systems Standard 
  • Understanding organisational context
  • Governance principles 
  • Compliance requirements and commitments 
  • Identification of risks 
  • Risk framework review 
  • Leadership and commitment 
  • Roles, responsibilities and authorities 
  • Compliance functions 
  • Organisational structure
  • Planning – actions and objectives
  • Support  – resources
  • Competence and training
  • Compliance culture 
  • Operation – planning, controls and procedures
  • Outsourced processes
  • Performance evaluation – monitoring
  • Information and root cause analysis
  • Barriers to effective reporting 
  • Management review 
  • Improvement – non conformities, noncompliance, corrective actions

Qualification

There are no qualifications with this course. You will receive a Certificate of Attendance. 

This course has the equivalent of 16 Continuing Professional Development (CPD) points.

Prerequisites

There are no prerequisites for this course.

Assessment

There is no formal assessment as part of this workshop, however, you will go through several practice tasks and workshops to demonstrate the application of the risk management theory and principles. The structure of the workshop will aid in your understanding, providing the opportunity to ask questions and partake in group discussions.You will receive continual assistance and feedback from the trainer and are given anecdotal examples of real world audit situations.

No homework or take-home assessment. 

Who should attend

The course will introduce anyone to the compliance management framework and approach. It is suitable for those without, or with limited to moderate experience in compliance management and are looking to ensure industry best practice is applied consistently. Particularly:

  • leadership and management positions in all industries who would benefit from learning a robust compliance management approach to improve their own organisation’s practices,
  • project managers will better understand why we manage compliance and how it can translate to their projects to deliver better outcomes, and
  • line management and process owners will understand what compliance management is, and why it’s important in their role to identify and manage compliance.

 

How to enrol

PwC offers a streamlined enrolment process – either enrol directly into your course online, or call us on 1300 95 96 92 to enrol over the phone.

Discounts for multiple attendees are available – Please call us to find out what discounts can be applied.

How to pay

We offer a variety of payment methods:

  • Direct debit
  • Credit card
  • Cheque
  • Payment plans

Payment plans

We are able to arrange flexible payment plans on an individual basis. Please be aware that your certificate will be held until full payment has been received.

Delivery

In-house – Face-to-face or virtual

In-house training can provide a cost-effective training solution for organisations with a number of staff who require training. We can also customise a course to suit your own individual needs, and include your own audit documentation. Call us on 1300 95 96 92 or complete the form below to request a quote. 

Request an In-house quote

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“Excellent trainers with high level expertise, varied content to keep us engaged and quality resources leave me with confidence that I could implement what I’ve learned.”

“The presenters really helped to link the course material to real life situations. They were very professional and helped make the course very enjoyable.”

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“Excellent trainers with high level expertise, varied content to keep us engaged and quality resources leave me with confidence that I could implement what I’ve learned.”

“The presenters really helped to link the course material to real life situations. They were very professional and helped make the course very enjoyable.”

“Thoroughly enjoyable learning experience, facilitated to an excellent standard – Well adapted to the diversity of skill within the group.”

Fantastic course professionally run by a ‘real’ auditor working in the field which allowed for a fantastic bridge between theory and practical examples.

“Very informative and enjoyable course. Excellent materials and tools in the course and to take home. Excellent value for money. The trainer did a great job of keeping us engaged and learning. I will do future training through PwC.”

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